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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-22
  • NY RA
    APPROVED
    Since 2021-06-22

Branch Locations

410 Motor Parkway 2Nd Floor, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gilman & Ciocia Lake Ronkonkoma NY 01/2005 09/2016
National Securities Corporation Lake Ronkonkoma NY 11/2013 09/2016
National Life Hauppauge NY 09/2016 Present
Equity Services, Inc. Montpelier VT 09/2016 Present
  • 01/2005 → 09/2016
    Gilman & Ciocia
    Lake Ronkonkoma, NY
  • 11/2013 → 09/2016
    National Securities Corporation
    Lake Ronkonkoma, NY
  • 09/2016 → Present
    National Life
    Hauppauge, NY
  • 09/2016 → Present
    Montpelier, VT
Other Businesses

*EASTERN ADVISORY GROUP. 410 MOTOR PARKWAY, 2ND FLOOR, HAUPPAUGE, NY 11788. AUG 2025. INV REL. FIXED INSURANCE. AGENT. SELL FIXED INSURANCE PRODUCTS THROUGH VARIOUS CARRIERS. DURING TRADE HRS. *MCINTOSH TAX AND ASSET MANAGEMENT GROUP. 410 MOTOR PARKWAY, 2ND FLOOR, HAUPPAUGE, NY 11788. FEB 2025. INV REL. DATA ENTRY AND OFFICE ASSISTANT. ENTERING DATA AND COLLATING. DURING TRADE HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-02-12
  • S63 Uniform Securities Agent State Law Examination
    2004-02-12

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