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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2019-02-08
TX RA APPROVED 2019-02-08
  • KS RA
    APPROVED
    Since 2019-02-08
  • TX RA
    APPROVED
    Since 2019-02-08

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Overland Park, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Kansas City MO 06/2009 02/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2019
Rbc Capital Markets, Llc. Leawood KS 02/2019 Present
City National Bank Leawood KS 08/2022 Present
  • 06/2009 → 02/2019
    Morgan Stanley Smith Barney
    Kansas City, MO
  • 01/2015 → 02/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2019 → Present
    Leawood, KS
  • 08/2022 → Present
    City National Bank
    Leawood, KS
Previous Registrations
  • 2009-06-01 → 2019-02-11
    Kansas City, MO
    Leawood, KS
  • 2008-05-09 → 2009-06-01
    Morgan Stanley & Co. Llc
    Kansas City, MO
  • 2003-02-24 → 2008-05-21
    Overland Park, KS
    Overland Parks, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-21
  • S66 Uniform Combined State Law Examination
    2003-02-21
Other Names
  • Matthew Haverty
  • Matthew Haverty
  • Matt Haverty

View on SEC IAPD

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