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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-17 |
| CO | RA | APPROVED | 2020-08-25 |
| MN | RA | APPROVED | 2020-08-25 |
Branch Locations
501 S. Cherry Street, Suite 490, Denver, CO 80209 • United States
600 Portland Avenue South, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc. | Denver | CO | 06/2003 | 08/2020 |
| Thrivent Financial For Lutherans | Appleton | WI | 07/2003 | 08/2020 |
| Thrivent Advisor Network, Llc | Denver | CO | 08/2020 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 09/2020 | 07/2024 |
| Thrivent Investment Management Inc | Minneapolis | MN | 08/2024 | Present |
FIXED INSURANCE SALES POSITION: Insurance Producer NATURE: Selling/Servicing fixed insurance contracts INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 501 S Cherry St #490, Denver CO 80246, United States DESCRIPTION: Selling/servicing fixed insurance contracts THRIVENT ADVISOR NETWORK, LLC DBA 5280 ASSOCIATES POSITION: Owner of 5280 Associates NATURE: Affiliated retail investment advisory firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 01/01/2019 ADDRESS: 501 S Cherry St #490, Denver CO 80246, United States DESCRIPTION: Provide investment advisory services to retail clients. AHW ADVISORS LLC POSITION: owner NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2019 ADDRESS: 501 S Cherry St #490, Denver CO 80246, United States DESCRIPTION: book keeping/payroll/ HR services RENTAL PROPERTY POSITION: owner NATURE: residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2021 ADDRESS: 6320 S Jasmine Way, Centennial CO 80111, United States DESCRIPTION: maintenance, rental collecting
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-21 |
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