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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-17
CO RA APPROVED 2020-08-25
MN RA APPROVED 2020-08-25
  • TX RA
    APPROVED
    Since 2022-08-17
  • CO RA
    APPROVED
    Since 2020-08-25
  • MN RA
    APPROVED
    Since 2020-08-25

Branch Locations

501 S. Cherry Street, Suite 490, Denver, CO 80209 • United States

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Denver CO 06/2003 08/2020
Thrivent Financial For Lutherans Appleton WI 07/2003 08/2020
Thrivent Advisor Network, Llc Denver CO 08/2020 Present
Purshe Kaplan Sterling Investments, Inc. Albany NY 09/2020 07/2024
Thrivent Investment Management Inc Minneapolis MN 08/2024 Present
Previous Registrations
Other Businesses

FIXED INSURANCE SALES POSITION: Insurance Producer NATURE: Selling/Servicing fixed insurance contracts INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 501 S Cherry St #490, Denver CO 80246, United States DESCRIPTION: Selling/servicing fixed insurance contracts THRIVENT ADVISOR NETWORK, LLC DBA 5280 ASSOCIATES POSITION: Owner of 5280 Associates NATURE: Affiliated retail investment advisory firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 01/01/2019 ADDRESS: 501 S Cherry St #490, Denver CO 80246, United States DESCRIPTION: Provide investment advisory services to retail clients. AHW ADVISORS LLC POSITION: owner NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2019 ADDRESS: 501 S Cherry St #490, Denver CO 80246, United States DESCRIPTION: book keeping/payroll/ HR services RENTAL PROPERTY POSITION: owner NATURE: residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2021 ADDRESS: 6320 S Jasmine Way, Centennial CO 80111, United States DESCRIPTION: maintenance, rental collecting

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-28
S63 Uniform Securities Agent State Law Examination 2003-02-21
  • S65 Uniform Investment Adviser Law Examination
    2006-02-28
  • S63 Uniform Securities Agent State Law Examination
    2003-02-21

View on SEC IAPD

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