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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-05-01 |
Branch Locations
4 Brandywine Ave, Downingtown, PA 19335 • United States
800 Philadelphia St Box 220, Indiana, PA 15701 • United States
West Chester, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dnb First, National Association | Exton | PA | 06/2000 | 05/2020 |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2011 | 05/2020 |
| Cetera Investment Advisers Llc | Exton | PA | 01/2014 | 05/2020 |
| Ameriprise Financial Services, Llc | Exton | PA | 05/2020 | Present |
Outside Employment; S&T Bank; Financial Advisor - Financial Advisor; ; 4 Brandywine Ave, , Downingtown, PA, 19335; Investment-Related; 05/01/2020; 60 hours per month; 1 to 9 during trading hours. Other Business Activities; Finance Council for St. Joseph Church; serve on finance council of church- mainly reviewing church and school budget. I am not making any investment recommendations; 332 Manor Ave, , Downingtown, PA, 19335; Not Investment-Related; 06/01/2010; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-05 |
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