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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-02-15 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 08/2016 | 09/2018 |
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | 09/2018 |
| Ubs Financial Services Inc | Westport | CT | 09/2018 | 01/2022 |
| Jpmorgan Chase Bank Na | Greenwich | CT | 01/2022 | Present |
| Jpmorgan Securities Llc | Greenwich | CT | 01/2022 | Present |
Entity Name: Redding Golf & Country Club LLC Investment related: No "Address: 109 Lonetown Rd Redding CT 06896" Nature of the other business: Country Club Position/Title/Relationship: Owner/Partner Start Date: 05/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Country Club. No responsibilities, membership including 1 Private Placement Unit.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-07 |
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