Ryan Schroeder Mathes

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 07/2021
  Ameriprise Financial Services, Inc.
  Austin, TX
• 08/2006 → Present
  The University Of Texas At Austin
  Austin, TX
• 07/2021 → 06/2024
  Securities America, Inc.
  The Woodlands, TX
• 07/2021 → 11/2024
  Arbor Point Advisors
  The Woodlands, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  The Woodlands, TX
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2021-07-29 → 2024-11-08
  Arbor Point Advisors
  The Woodlands, TX
  The Woodlands, TX
• 2008-12-22 → 2021-08-02
  Ameriprise Financial Services, Llc
  Austin, TX
  The Woodlands, TX

Other Businesses

1. DBA: Schroeder Wealth Advisors 2. ROTARY CLUB OF THE WOODLANDS POSITION: Past President NATURE: Community Service INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2009 ADDRESS: PO Box 7353, The Woodlands TX 77387 DESCRIPTION: Volunteer at events and attend weekly lunches 3. HABITAT FOR HUMANITY POSITION: Builder NATURE: Volunteer to build houses INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 322 West Lamar Street, Americus GA 31709 DESCRIPTION: Volunteer to build houses 4. SCHROEDER WEALTH ADVISORS POSITION: Advisor NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/29/2021 ADDRESS: 10001 Woodloch Forest Drive, Suite 550, The Woodlands TX, 77380 DESCRIPTION: insurance sales 5. EXECUTIVE WOMEN'S ALLIANCE POSITION: VP of Communications NATURE: Mentor young women INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2020 ADDRESS: P.O. Box 7301, The Woodlands TX 77387, United States DESCRIPTION: Mentor young women 6. NOTARY POSITION: Notary NATURE: Notary for our clients INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 10001 Woodloch Forest Drive, 550, The Woodlands TX 77380, United States DESCRIPTION: Notarize documents for our clients

Exams

• S66 Uniform Combined State Law Examination
  2008-12-20

Designations

• Certified Financial Planner

Other Names

• Ryan Elizabeth Schroeder