Best Investors
Account
Sign in
Best Investors
Account
Sign in
24 Greenway Plaza Suite 1895, Houston, TX 77046 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-24 |
Branch Locations
24 Greenway Plaza Suite 1895, Houston, TX 77046 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Corpus Christi | TX | 10/2009 | Present |
| Sovereign Wealth Advisors, Llc | Houston | TX | 06/2015 | Present |
(1) 09/22/2009: SOVEREIGN COAST WEALTH ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 06/30/2015: SOVEREIGN WEALTH ADVISORS, LLC - IVN REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - START 06/22/2015 - 160 HR/MO 8 DURING SECS TRDG HRS - INVESTMENT ADVISER REPRESENTATIVE (3) 11/13/2020 - AFLAC - Investment Related - 5151 FLYNN PKWY, STE 115; (361) 986-0547 - Non-Variable Insurance - Started 10/12/2020 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-07 |
Reach out to this advisor