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Leland Charles Roider

Stifel, Nicolaus & Company, Incorporated

Waterloo, IL

O'FAllon, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-04
IL RA APPROVED 2016-11-30
  • TX RA
    APPROVED_RES
    Since 2019-02-04
  • IL RA
    APPROVED
    Since 2016-11-30

Branch Locations

113 South Mainstreet Waterloo South, Waterloo, IL 62298 • United States

475 Regency Park Suite 250, O'FAllon, IL 62269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Waterloo IL 05/2009 11/2016
Stifel Nicolaus & Company Inc Bellevile IL 11/2016 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Waterloo, IL
  • 11/2016 → Present
    Stifel Nicolaus & Company Inc
    Bellevile, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-06
  • S66 Uniform Combined State Law Examination
    2003-03-06
Other Names
  • Leland C Roider

View on SEC IAPD

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