Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-06-14 |
Branch Locations
105 E Main Ste 104, Brenham, TX 77833 • United States
19710 Fm 2920, Tomball, TX 77377 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Houston | TX | 03/2013 | Present |
1. 3/12/2013: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - NEAL FINANCIAL GROUP - ADMIN ONLY - INVESTMENT RELATED - TIME SPENT 5% - HOUSTON, TX. 2. 3/15/2013: OTHER-FAMILY BUSINESS - NEAL FINANCIAL GROUP LP - FAMILY LIMITED PARTNERSHIP - OWNERSHIP INTEREST ONLY - INVESTMENT RELATED - TIME SPENT 5% - HOUSTON, TX.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-13 |
Reach out to this advisor