Elizabeth Louise Flores

Employer firm

Legacy Wealth Advisors, LLC CRD 127758

$178M regulatory AUM 55 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Legacy Wealth Advisors, Llc

2001 Gateway Place Suite 600W, San Jose, CA 95110 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-06-11

CA RA
APPROVED

Since 2020-06-11

Branch Locations

Santa Cruz, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Liz L Flores, Cpa	Scotts Valley	CA	02/2002	09/2020
Sterling Advisory Services, Llc	San Jose	CA	01/2014	09/2020
Legacy Wealth Advisors, Llc	San Jose	CA	06/2020	Present

02/2002 → 09/2020

Liz L Flores, Cpa

Scotts Valley, CA
01/2014 → 09/2020

Sterling Advisory Services, Llc

San Jose, CA
06/2020 → Present

Legacy Wealth Advisors, Llc

San Jose, CA

Previous Registrations

2014-02-05 → 2020-09-03

Sterling Advisory Services, Llc

San Jose, CA
2003-04-18 → 2017-11-07

Jerome Ben Vernazza

Scotts Valley, CA

Other Businesses

OVERSIGHT GROUP, LLC, NOT AN INVESTMENT RELATED BUSINESS, 318 N CARSON ST. #208, CARSON CITY, NV 89701; TAX PREPARATION BUSINESS OF WHICH I AM A 50% OWNER. BUSINESS STARTED ON 1/1/2010. APPROXIMATELY 10 PER MONTH ARE DEVOTED TO THIS BUSINESS. RESPONSIBLE FOR PREPARATION AND PROCESSING OF TAX RETURNS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-10-10

S65 Uniform Investment Adviser Law Examination

2002-10-10

View on SEC IAPD