Tim Richard Wendt

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-12-11
KS	RA	APPROVED	2003-04-09
MO	RA	APPROVED	2003-04-09

TX RA
APPROVED_RES

Since 2009-12-11
KS RA
APPROVED

Since 2003-04-09
MO RA
APPROVED

Since 2003-04-09

Branch Locations

4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States

Overland Park, KS • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
American Express Financial Advisor Inc.	New York	NY	02/2002	03/2020
Ameriprise Financial Services, Llc	Leawood	KS	03/2020	Present

02/2002 → 03/2020

American Express Financial Advisor Inc.

New York, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Leawood, KS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-08

S66 Uniform Combined State Law Examination

2003-04-08

Other Names

Timmy Richard Wendt

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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