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Katherine W Hennessy

Assetgrade, LLC

Chicago, IL

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Current Employers
Assetgrade, Llc

One Boston Place 201 Washington, Suite 2600, Boston, MA 02108-4420 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-09-02
  • IL RA
    APPROVED
    Since 2016-09-02

Branch Locations

200 South Wacker Dr. Suite 3100, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Assetgrade, Llc Chicago IL 08/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-16
S63 Uniform Securities Agent State Law Examination 2003-05-05
  • S65 Uniform Investment Adviser Law Examination
    2016-06-16
  • S63 Uniform Securities Agent State Law Examination
    2003-05-05
Designations
Other Names
  • Katherine M Walsh
  • Katherine M Walsh
  • Katherine M Walsh
  • Katherine W Hennessy

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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