David Hyam Zuckerman

Employer firm

Zuckerman Capital Management, LLC CRD 148549

$123M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Zuckerman Capital Management, Llc
  Los Angeles, CA

Previous Registrations

• 2003-12-02 → 2008-12-05
  Girard Securities, Inc.
  Coto De Caza, CA
  San Juan Capistrano, CA
  San Diego, CA
• 2003-07-17 → 2004-01-15
  Osaic Wealth, Inc.
  Orange, CA

Other Businesses

(1) 2003-Present: Insurance Agent/Insurance Related/Los Angeles, CA/Independent licensed insurance agent./Offer insurance products and services via unaffiliated issuers and agencies./Involves up to two percent of his time each month, including during traditional business hours.// (2) 2025-Present: Investor Relations Consultant/Investment Related/Los Angeles, CA/SREI GP-1, LP/Private real estate fund limited partnership./Independent contractor serving as liaison to interested investors to aid in understanding the fund and the onboarding process./Involves up to five percent of his time each month, including during traditional business hours.//

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-16
• S63 Uniform Securities Agent State Law Examination
  2003-01-21

Designations

• Certified Financial Planner