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David Hyam Zuckerman

Zuckerman Capital Management, LLC

Los Angeles, CA

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Current Employers
Zuckerman Capital Management, Llc

2029 Century Park East Suite 400, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-06
CA RA APPROVED 2008-12-04
  • TX RA
    APPROVED
    Since 2026-04-06
  • CA RA
    APPROVED
    Since 2008-12-04

Branch Locations

2029 Century Park East Suite 400, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zuckerman Capital Management, Llc Los Angeles CA 10/2008 Present
Previous Registrations
  • 2003-12-02 → 2008-12-05
    Girard Securities, Inc.
    Coto De Caza, CA
    San Juan Capistrano, CA
    San Diego, CA
  • 2003-07-17 → 2004-01-15
    Orange, CA
Other Businesses

(1) 2003-Present: Insurance Agent/Insurance Related/Los Angeles, CA/Independent licensed insurance agent./Offer insurance products and services via unaffiliated issuers and agencies./Involves up to two percent of his time each month, including during traditional business hours.// (2) 2025-Present: Investor Relations Consultant/Investment Related/Los Angeles, CA/SREI GP-1, LP/Private real estate fund limited partnership./Independent contractor serving as liaison to interested investors to aid in understanding the fund and the onboarding process./Involves up to five percent of his time each month, including during traditional business hours.//

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-16
S63 Uniform Securities Agent State Law Examination 2003-01-21
  • S65 Uniform Investment Adviser Law Examination
    2003-05-16
  • S63 Uniform Securities Agent State Law Examination
    2003-01-21
Designations

View on SEC IAPD

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