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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-02-24 |
Branch Locations
7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Austin | TX | 08/2015 | Present |
NAME OF ENTITY:William Cornforth - Sole Proprietor; No; 2200 DICKSON DR #104; AUSTIN; TX; 78704; Musician; Songwriter/Producer/Keyboard Player; 1/1/2001; 40; 0; Play music in various banks and record music.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4105 MEDIAL ARTS PKWY STE 201; AUSTIN; TX; 78756; Fixed Insurance; Independent Insurance Agent; 8/7/2015; 40; 0; Sale of fixed insurance products.| LAS CASAS VERDES HOME OWNER'S ASSOCIATION POSITION: President NATURE: Preside over the Home Owner's Association INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 3103 Sacbe CV, Austin TX 78745, United States DESCRIPTION: Set and Facilitate meetings of the homeowners. Set agenda. Call for votes on items that require it. Provide resale certificates to title companies. Enforce neighborhood covenants.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-15 |
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