Stephen Ernest Mantzouris

Current Employers

Employment History

• 05/2010 → Present
  Lifetime Planning Marketing, Inc.
  Oakland, CA
• 02/2017 → 10/2018
  Berkshire Hathaway
  Pleasanton, CA
• 11/2017 → 05/2019
  O'DOnnell Financial Services, Llc
  San Rafael, CA
• 09/2019 → 09/2020
  Liberty Group, Llc
  Oakland, CA
• 08/2019 → Present
  Liberty Wealth Management, Llc
  Oakland, CA
• 09/2021 → 11/2023
  Infinity Financial Services
  Oakland, CA
• 05/2019 → Present
  The Independent Advisors
  Pleseanton, CA
• 06/2017 → 01/2020
  Axa Advisors
  San Francisco, CA

Previous Registrations

• 2017-11-29 → 2019-05-07
  O'DOnnell Financial Services, Llc
  San Rafael, CA
• 2017-04-05 → 2017-10-09
  Liberty Group, Llc
  Oakland, CA
  Oakland, CA
• 2010-05-27 → 2015-05-08
  Liberty Group, Llc
  Oakland, CA
• 2009-11-23 → 2010-04-26
  Atlas Capital Advisors Inc.
  San Francisco, CA
• 2008-12-19 → 2009-08-11
  Waddell & Reed
  Concord, CA
• 2006-07-05 → 2007-02-01
  Uvest Financial Services Group, Inc.
  Hayward, CA
• 2004-06-23 → 2006-07-06
  Equitable Advisors, Llc
  San Francisco, CA
  Livermore, CA
  San Francisco, CA
• 2004-01-05 → 2004-03-30
  Alamo Capital
  Walnut Creek, CA
• 2003-02-25 → 2003-08-04
  Ameriprise Financial Services, Llc
  Walnut Creek , CA

Other Businesses

Title: Real Estate Agent Description of outside business or organization: Description of duties or responsibilities: Licensed real estate broker in California (CA License #01336054) - identifying homes for clients, negotiating purchase prices, and finalizing home sales. Start Date: 02/2017 Hours devoted to OBA monthly: 0 during trading hrs. / < 10% of his time, generally during non-trading hrs. Insurance Agent - Mr. Mantzouris has been licensed in California as an insurance producer/agent soliciting, offering, and selling life insurance and variable products - mostly fixed index annuities, with Lifetime Planning Marketing, Inc. (# 0F17020) since May 2010 (CA Insurance License #0C50600). He has been insurance licensed since 1999. Mr. Mantzouris will receive separate, yet customary, commission compensation resulting from the purchase and sales of these products from the firm he is appointed and with whom he may become appointed in the future. He will also receive other compensation, including bonuses and trail commissions from the products. Mr. Mantzouris spends less than 10 hours a month on this activity, generally outside trading hours. Clients are under no obligation to purchase these products through Mr. Mantzouris.

Exams

• S66 Uniform Combined State Law Examination
  2003-02-24

Other Names

• Stephen Ernest Mantzouris
• Stephen Ernest Mantzouris
• Stephen Mantzouris