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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-03
HI RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2025-06-03
  • HI RA
    APPROVED
    Since 2024-11-14

Branch Locations

Honolulu, HI • United States

15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clinical Labs Of Hawaii Ewa Beach HI 03/2003 05/2017
Northwestern Mutual Investment Services Llc Honolulu HI 09/2017 11/2017
Edward Jones Tempe AZ 05/2017 07/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2017 12/2019
Northwestern Mutual Investment Services Llc Honolulu HI 01/2018 12/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2019 12/2019
Pruco Securities, Llc. Honolulu HI 12/2019 11/2024
Prudential Insurance Company Of America Honolulu HI 12/2019 Present
Lpl Enterprise, Llc Honolulu HI 11/2024 Present
  • 03/2003 → 05/2017
    Clinical Labs Of Hawaii
    Ewa Beach, HI
  • 09/2017 → 11/2017
    Northwestern Mutual Investment Services Llc
    Honolulu, HI
  • 05/2017 → 07/2017
    Edward Jones
    Tempe, AZ
  • 09/2017 → 12/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2018 → 12/2019
    Northwestern Mutual Investment Services Llc
    Honolulu, HI
  • 02/2019 → 12/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2019 → 11/2024
    Honolulu, HI
  • 12/2019 → Present
    Prudential Insurance Company Of America
    Honolulu, HI
  • 11/2024 → Present
    Honolulu, HI
Previous Registrations
Other Businesses

1) 11/15/2024- Financial Benefits Insurance- Non-Variable Insurance- Help people enroll in Medicare Advantage Plans- INV Related- At Honolulu, HI- Start date 08/02/2021- 3 HRS MTH - 0 HRS During Trading 2) 10/16/2025-Guarantee Trust Life Insurance Company-Insurance Agent-Non-Variable Insurance-Inv related-At Honolulu, HI-Start date 10/15/2025-5hrs/mth-0hrs/mth during trading 3) 02/03/2026-Manhattan Life Insurance Company-Licensed Agent-Non-Variable Insurance-Inv related-At Great Neck, NY-Start date 02/02/2026-5hrs/mth-0hrs/mth during trading 4) 02/03/2026-Spirit Dental-Licensed Agent-Non-Variable Insurance-Inv related-At Bloomington, MN-Start date 02/02/2026-5hrs/mth-0hrs/mth during trading 5) 06/30/2026-Sunsource Power-Consultant-Outside/W-2 Employment-Not inv related-At Honolulu, HI-Start date 06/30/2026-3hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-18
S63 Uniform Securities Agent State Law Examination 2018-12-21
  • S65 Uniform Investment Adviser Law Examination
    2021-06-18
  • S63 Uniform Securities Agent State Law Examination
    2018-12-21
Other Names
  • Jeffrey Tanaka
  • Jeff Tanaka
  • Jeffrey Tanaka
  • Jeff Tanaka

View on SEC IAPD

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