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Amanda Dunaway Schween

LPl Financial LLC

Nashville, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-06-26
LA RA APPROVED 2016-01-15
TX RA APPROVED_RES 2013-10-01
  • TN RA
    APPROVED
    Since 2026-06-26
  • LA RA
    APPROVED
    Since 2016-01-15
  • TX RA
    APPROVED_RES
    Since 2013-10-01

Branch Locations

Nashville, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Baton Rouge LA 06/2008 Present
Previous Registrations
Other Businesses

1. 3/16/2023 - Heartwood Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/09/2023 - 600 Hours Per Month/7 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-04
S63 Uniform Securities Agent State Law Examination 2003-01-30
  • S65 Uniform Investment Adviser Law Examination
    2016-04-04
  • S63 Uniform Securities Agent State Law Examination
    2003-01-30
Other Names
  • Mandi Leigh Dunaway
  • Amanda Dunaway Minchew

View on SEC IAPD

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