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Heather Torseth

LPl Financial LLC

Cary, IL

Elgin, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-10
TX RA APPROVED 2022-10-10
  • IL RA
    APPROVED
    Since 2022-10-10
  • TX RA
    APPROVED
    Since 2022-10-10

Branch Locations

122 West Main Street, Cary, IL 60013 • United States

Elgin, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Crystal Lake IL 02/2014 11/2018
Bmo Harris Financial Advisors, Inc. Crystal Lake IL 11/2018 08/2021
Lpl Financial Llc Crystal Lake IL 03/2021 08/2021
Citigroup St. Charles IL 09/2021 01/2022
Securities America, Inc. St Charles IL 02/2022 10/2022
Securities America Advisors St Charles IL 02/2022 10/2022
Lpl Financial Llc Naperville IL 10/2022 Present
  • 02/2014 → 11/2018
    Bmo Harris Bank
    Crystal Lake, IL
  • 11/2018 → 08/2021
    Bmo Harris Financial Advisors, Inc.
    Crystal Lake, IL
  • 03/2021 → 08/2021
    Lpl Financial Llc
    Crystal Lake, IL
  • 09/2021 → 01/2022
    Citigroup
    St. Charles, IL
  • 02/2022 → 10/2022
    Securities America, Inc.
    St Charles, IL
  • 02/2022 → 10/2022
    Securities America Advisors
    St Charles, IL
  • 10/2022 → Present
    Lpl Financial Llc
    Naperville, IL
Previous Registrations
  • 2022-02-23 → 2022-10-11
    Securities America Advisors, Inc.
    St Charles, IL
  • 2021-09-20 → 2022-01-31
    Citigroup Global Markets Inc.
    St. Charles, IL
  • 2021-03-24 → 2021-09-11
    Lpl Financial Llc
    Crystal Lake, IL
  • 2020-11-09 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Crystal Lake, IL
Other Businesses

1- 10/2022 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / Naperville IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-06
  • S66 Uniform Combined State Law Examination
    2020-11-06
Other Names
  • Heather Lynn Saxe
  • Heather Lynn Nagler
  • Heather Torseth
  • Heather Nagler

View on SEC IAPD

Other Firms

WEALTH BUILDER FUNDS LLC
HERITAGE STRATEGIC WEALTH, LLC
SIGNIFICANT WEALTH PARTNERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INTEGRATED ADVISORS NETWORK LLC
EDWARD JONES
SIMPLIFIED WEALTH MANAGEMENT, LLC
ACRYLIC FINANCIAL, INC.

Other Investors

David Christopher Leuze
Alayna Leuzé
BRIAN WILLIAM ATKINS
Joshua Lynn Lang
PHILLIP GARTZ HORN
OWEN LEE JOHNSON
WILLIAM GEORGE YOCIUS
Amber Luczak

Other Offices

WEALTH BUILDER FUNDS LLC · CARY, IL
HERITAGE STRATEGIC WEALTH, LLC · CARY, IL
SIGNIFICANT WEALTH PARTNERS LLC · CARY, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Cary, IL
INTEGRATED ADVISORS NETWORK LLC · FOX RIVER GROVE, IL
EDWARD JONES · FOX RIVER GROVE, IL
SIMPLIFIED WEALTH MANAGEMENT, LLC · BARRINGTON, IL
ACRYLIC FINANCIAL, INC. · Crystal Lake, IL

More in Cary, IL

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