Michael Shane Wagner

Current Employers

Employment History

• 10/2007 → 12/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 12/2009 → 12/2019
  Bank Of America, N.A.
  Charlotte, NC
• 12/2019 → 08/2024
  Wells Fargo Clearing Services, Llc.
  Charlotte, NC
• 08/2024 → Present
  Osaic Wealth Inc
  Charlotte, NC

Previous Registrations

• 2019-12-05 → 2024-08-22
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 2007-10-19 → 2019-12-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Huntersville, NC
  New York, NY
  New York, NY
• 2007-04-02 → 2007-10-22
  Morgan Stanley & Co. Llc
  Charlotte, NC
• 2004-08-10 → 2007-04-02
  Morgan Stanley Dw Inc.
  Charlotte, NC
  Charlotte, NC
• 2003-02-19 → 2004-08-13
  Legg Mason Wood Walker, Incorporated
  Charlotte, NC

Other Businesses

1. MYERS PARK HIGH SCHOOL MUSTANG CLUB POSITION: President NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/02/2024 ADDRESS: 2400 Colony Rd, Charlotte NC 28209, United States DESCRIPTION: Organize efforts between Myers Park High School families, alumni and the community to better the schools athletic programs. 2. GCG WEALTH MANAGEMENT POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 08/01/2024 ADDRESS: 1415 Vantage Park, suite 250, Charlotte NC 28203, United States DESCRIPTION: Financial Advisor and Insurance Sales 3. ELITE EDGE ATHLETE SOLUTIONS POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/14/2025 ADDRESS: 1850 Manor Mill Road, Charlotte NC 28226, United States DESCRIPTION: Provide financial education to college athletes and their families. We will help specifically with helping them establish a monthly budget and savings plan. We will not provide investment advice.

Exams

• S66 Uniform Combined State Law Examination
  2003-02-14

Other Names

• M. Shane Wagner