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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Dallas | TX | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 11/2016 | Present |
TRUSTEE FOR PARENTS TRUST FBO DAUGHTERS (3); INV RELATED; DALLAS, TX; START;1/3/17; .5 HR/MO; .1 HR DURING TRADING. ELOISE LLC, INV RELATED, LINCOLN, NB, 33.33% OWNERSHIP, START 10/1/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, MANAGE ASSETS. SJB HOLDINGS LLC, INV RELATED, LINCOLN, NE, 50% OWNERSHIP, START 3/29/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOLDS PASSIVE INVESTMENTS. BAIRDWEST, LLC, INVT RELATED, PALM DESERT, CA, 33% OWNERSHIP, START DATE 5/14/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER. MAY VALLEY ESTATES, LLC, INVT RELATED, DALLAS, TX, 1005% OWNERSHIP WITH SPOUSE, START DATE 11/1/2023, 0 HRS PER MONTH AND DURING TRADING, LLC FOR SECOND HOME. CONDO RENTAL, INVT RELATED, PARK CITY, UT, 50% OWNERSHIP, START DATE 10/31/2024, 0 HRS PER MONTH AND DURING TRADING, PURCHASING CONDO FOR POSSIBLE RENTAL PROPERTY. | NU FOUNDATION ; INV RELATED; LINCOLN, TX; UNIVERSITY ADVOCATE; TRUSTEE; START DATE: 09/30/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-27 |
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