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Diane Sparks Stokes

State Farm Investment Management Corp.

Pikes Road, AL

CRD 4615340

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-01
IL RA APPROVED 2026-03-05
GA RA APPROVED 2024-08-05
MS RA APPROVED 2024-08-01
AL RA APPROVED 2022-04-04
  • FL RA
    APPROVED
    Since 2026-06-01
  • IL RA
    APPROVED
    Since 2026-03-05
  • GA RA
    APPROVED
    Since 2024-08-05
  • MS RA
    APPROVED
    Since 2024-08-01
  • AL RA
    APPROVED
    Since 2022-04-04

Branch Locations

11123 Chantilly Parkway Court Suite O, Pikes Road, AL 36064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diane Stokes Insurance Agency Pikes Road AL 03/2011 Present
State Farm Vp Management Corp. Pikes Road AL 03/2011 Present
State Farm Investment Management Corp Pike Road AL 08/2018 06/2019
State Farm Investment Management Corp Pike Road AL 04/2022 Present
Other Businesses

1) Diane Sparks Stokes Insurance Agency; Investment-related; 11123 Chantilly Pkwy Ct Unit O Pike Road, AL 36064-2881 Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 06/01/2003; 80; 80; Service customers and supervise employees 2) Family Guidance Center; Investment Related; 2358 Fairlane Drive Montgomery, AL 36116; Investment or Commercial Property; Owner; None; 01/21/2025; 5; 0; Committee Board Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-31
S63 Uniform Securities Agent State Law Examination 2003-02-10
  • S65 Uniform Investment Adviser Law Examination
    2022-03-31
  • S63 Uniform Securities Agent State Law Examination
    2003-02-10
Other Names
  • Diane Sparks

View on SEC IAPD

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