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4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2017-05-09 |
Branch Locations
4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cummings Financial Services, Inc. | Topeka | KS | 01/2010 | Present |
| Gradient Insurance Brokerage | Topeka | KS | 04/2010 | Present |
| Gradient Advisors, Llc | Arden Hills | MN | 05/2017 | Present |
1) dba Cummings Financial Services, Inc. - 3801 SE California, Topeka, KS 66609 - President/Owner - Financial and Retirement Planning 2) INVESTMENT RELATED: No / Case Central ADDRESS: 3740 SW BURLINGAME CIRCLE TOPEKA, KS 66609 NATURE OF BUSINESS: Case Design POSITION: Case Design Specialist START DATE: 05/2018 DAY DUTIES: Case Design for Agents/Representatives of affiliated Gradient companies 3) INVESTMENT RELATED: NO / RENTAL BUSINESS ADDRESS: 3801 SE CALIFORNIA TOPEKA, KS 66609 NATURE OF BUSINESS: LANDLORD YOUR POSITION: OWNER-LANDLORD START DATE: 03/2008 APPROX # OF HRS DURING TRAIDING: 2 HRS PER MONTH DUTIES: TAKE CARE OF RENTALS. 4) INVESTMENT RELATED: YES/INDEPENDENT INSURANCE AGENT/TOPEKA, KS/START DATE: 03/2002/5% OF TIME SPENT IN THIS BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-25 |
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