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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-03-09 |
| TX | RA | APPROVED_RES | 2020-11-03 |
| MD | RA | APPROVED | 2019-06-19 |
Branch Locations
Huntingtown, MD • United States
1577 Spring Hill Rd Ste 520, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Green Belt | MD | 12/2002 | 06/2019 |
| Foresters Advisory Services | Silver Spring | MD | 07/2017 | 06/2019 |
| Chesapeake Advanced Networking | Huntingtown | MD | 04/2008 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Silver Spring | MD | 06/2019 | Present |
1)NOTARY 2)CHESAPEAKE ADVANCED NETWORKING PRESIDENT. NETWORKING FOR BUSINESS OWNERS. 3 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-02 |
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