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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-03-09
TX RA APPROVED_RES 2020-11-03
MD RA APPROVED 2019-06-19
  • VA RA
    APPROVED
    Since 2022-03-09
  • TX RA
    APPROVED_RES
    Since 2020-11-03
  • MD RA
    APPROVED
    Since 2019-06-19

Branch Locations

Huntingtown, MD • United States

1577 Spring Hill Rd Ste 520, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Green Belt MD 12/2002 06/2019
Foresters Advisory Services Silver Spring MD 07/2017 06/2019
Chesapeake Advanced Networking Huntingtown MD 04/2008 Present
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Silver Spring MD 06/2019 Present
  • 12/2002 → 06/2019
    Foresters Financial
    Green Belt, MD
  • 07/2017 → 06/2019
    Foresters Advisory Services
    Silver Spring, MD
  • 04/2008 → Present
    Chesapeake Advanced Networking
    Huntingtown, MD
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Silver Spring, MD
Previous Registrations
  • 2017-09-14 → 2019-06-25
    Foresters Advisory Services, Llc
    Silver Spring, MD
Other Businesses

1)NOTARY 2)CHESAPEAKE ADVANCED NETWORKING PRESIDENT. NETWORKING FOR BUSINESS OWNERS. 3 HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-18
S63 Uniform Securities Agent State Law Examination 2004-02-02
  • S65 Uniform Investment Adviser Law Examination
    2017-07-18
  • S63 Uniform Securities Agent State Law Examination
    2004-02-02
Other Names
  • Jaime Lynn Hinton
  • Jaime Lynn Hinton

View on SEC IAPD

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