Anthony D Corona

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 11/2020
  Morgan Stanley Smith Barney
  Ridgefield,, CT
• 01/2015 → 11/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2020 → 12/2023
  Rbc Capital Markets, Llc
  Westport, CT
• 12/2023 → Present
  Lpl Financial Llc
  Ridgefield, CT

Previous Registrations

• 2020-11-27 → 2023-12-22
  Rbc Capital Markets, Llc
  Westport, CT
• 2011-10-21 → 2020-12-21
  Morgan Stanley
  Ridgefield, CT
• 2009-10-23 → 2011-10-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ridgefield, CT
  Southbury, CT
  Ridgefield, CT
  New Haven, CT
  Ridgefield, CT
• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Hamden, CT
  Ridgefield, CT
  Hamden, CT
  Southbury, CT
  Waterbury, CT
  New Fairfield, CT
  Newtown, CT
  Watertown, CT
  Southbury, CT
  Waterbury, CT
  Naugatuck, CT
  Waterbury, CT
  Waterbury, CT
  Prospect, CT
  Hamden, CT
  Southbury, CT
• 2004-08-03 → 2004-10-20
  Quick & Reilly, Inc.
  Hartford, CT
• 2001-06-15 → 2004-08-20
  Ubs Financial Services Inc.
  Ridgefield, CT

Other Businesses

1) 12/07/2023- Automobilia LLC - Business Owner - Non-Inv. Related- Missoula, MT - start date 4/2019- 1hr/mth

Exams

• S66 Uniform Combined State Law Examination
  2000-02-10

Designations

• Certified Financial Planner

Other Names

• Anthony Dominic Corona
• Anthony Corona