Cory Prentiss Mccauley

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 08/2018
  Next Financial Group
  Katy, TX
• 08/2018 → 09/2023
  Sagepoint Financial, Inc.
  Houston, TX
• 09/2023 → Present
  Osaic Wealth, Inc.
  Houston, TX

Previous Registrations

• 2018-08-30 → 2023-09-01
  Osaic Services, Inc.
  Houston, TX
• 2009-06-19 → 2018-08-30
  Next Financial Group, Inc.
  Houston, TX
• 2006-09-08 → 2009-03-11
  Banc Of America Investment Services, Inc.
  Katy, TX
  Houston, TX
  Cypress, TX
  Houston, TX
• 2004-07-30 → 2006-09-12
  Morgan Stanley Dw Inc.
  Houston, TX
  Houston, TX

Other Businesses

1. CORY MCCAULEY AND HIS EVANGELINE ACES POSITION: Musician NATURE: Sole Proprietorship. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2009 ADDRESS: 2543 Trotter Dr., Katy TX 77493, United States DESCRIPTION: Music performance. 2. VERITAS WEALTH MANAGEMENT, LLC POSITION: Advisor/Operations Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 08/20/2024 ADDRESS: 1800 Bering Dr, Ste 395, Houston TX 77057, United States DESCRIPTION: Assisting in the management of client accounts including account opening, closing, transfers. Assist principal in research, trading, cash management, record keeping, processing additions and distributions. Responsible for payroll and retirement plan processing as well as plant supplies and maintenance. 3. CORY MCCAULEY POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/15/2009 ADDRESS: 1800 Bering Dr., Suite 395, Houston TX 77057, United States DESCRIPTION: I offer fixed insurance products including Life Insurance, Fixed Annuities, Long Term Care and Disability Insurance to clients. No Variable Products are offered through this Outside Business Activity. 4. VERITAS WEALTH MANAGEMENT, LLC POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/15/2009 ADDRESS: 1800 Bering Dr., Suite 395, Houston TX 77057, United States DESCRIPTION: Providing clients with financial services including planning, asset management and brokerage services.

Exams

• S66 Uniform Combined State Law Examination
  2004-07-29
• S63 Uniform Securities Agent State Law Examination
  2003-01-18

Other Names

• C P Mc Cauley
• Cory Prentiss Mc Cauley
• Cory Prentiss Mccauley