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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2018-11-02

Branch Locations

6821 Southpoint Drive North Suite 124, Jacksonville, FL 32216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Resources Jacksonville FL 01/2001 Present
Signator Investors, Inc. Jacksonville FL 05/2016 11/2018
Osaic Wealth, Inc. Jacksonville FL 11/2018 Present
  • 01/2001 → Present
    Retirement Resources
    Jacksonville, FL
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Jacksonville, FL
  • 11/2018 → Present
    Jacksonville, FL
Previous Registrations
  • 2017-02-07 → 2018-11-02
    Signator Investors, Inc.
    Jacksonville, FL
    Charlotte, NC
Other Businesses

1) Insurance Broker: Life, Annuities, LTC, DI, Life Insurance Sales 4745 Sutton Park Court #303 Jacksonville, FL, start 10/18/2017, approx. 30-40 hrs mo, 2-3 trading hrs........ 2) RETIREMENT RESOURCES, INC. POSITION: Vice President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2016 ADDRESS: 4745 Sutton Park Court #303, Jacksonville FL 32224, United States DESCRIPTION: Fixed Insurance Sales, Fixed Annuities, Long Term Care 3) RETIREMENT RESOURCES, INC. POSITION: Vice President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2016 ADDRESS: 6821 Southpoint Drive North # 124, Jacksonville FL 32216, United States DESCRIPTION: Fixed Insurance Sales, Fixed Annuities, Long Term Care 4) RETIREMENT RESOURCES, INC. POSITION: Vice President NATURE: Created the entity to use as a doing business as name. This is how I advertise and present myself to the public for my securities business. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2016 ADDRESS: 6821 Southpoint Drive North # 124, Jacksonville FL 32216, United States DESCRIPTION: Work with clients: Financial/Insurance/Investment Planning

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-23
S63 Uniform Securities Agent State Law Examination 2011-03-29
  • S65 Uniform Investment Adviser Law Examination
    2016-11-23
  • S63 Uniform Securities Agent State Law Examination
    2011-03-29

View on SEC IAPD

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