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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-14 |
| NJ | RA | APPROVED | 2021-03-09 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
177 Franklin Tpke, Mahwah, NJ 07430 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | New Providence | NJ | 12/2009 | Present |
| Wells Fargo Advisors Llc | New Providence | NJ | 12/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New Providence | NJ | 11/2016 | Present |
TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; START DATE 12/18/2015; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR PARENT'S TRUST; INV. RELATED; START DATE 8/4/2015; 1 HR PER MONTH; 0 HRS DURING TRADING. EXECUTOR FOR MOTHER'S ESTATE; INV. RELATED; RIDGEWOOD, NJ; START DATE 11/2017; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-06 |
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