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Jaehoon Bryan Kim

LPl Enterprise, LLC

Irvine, CA

Sherman Oaks, CA

Orange, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

Irvine, CA • United States

15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States

600 City Parkway West Suite 210, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America El Segundo CA 12/2002 Present
Pruco Securities, Llc. El Segundo CA 12/2002 11/2024
Lpl Enterprise, Llc Orange CA 11/2024 Present
Previous Registrations
  • 2010-12-03 → 2024-11-14
    Pruco Securities, Llc.
    Sherman Oaks , CA
    Sherman Oaks, CA
    El Segundo, CA
    Orange, CA
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-29
S63 Uniform Securities Agent State Law Examination 2002-12-28
  • S65 Uniform Investment Adviser Law Examination
    2010-11-29
  • S63 Uniform Securities Agent State Law Examination
    2002-12-28
Designations
Other Names
  • Jae Kim

View on SEC IAPD

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