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Allen Berle Herskowitz

Money Concepts Capital Corp

Pound Ridge, NY

Palm Beach Gardens, FL

Palm Beach Gardens, FL

New City, NY

CRD 4614567

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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-30
  • NY RA
    APPROVED
    Since 2021-05-30

Branch Locations

Pound Ridge, NY • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

497 Route 304 Ste 2, New City, NY 10956-3030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen B. Herskowitz,Cpa,Pc Pound Ridge NY 02/1991 Present
Money Concepts Capital Corp Palm Beach Gardens FL 01/2004 Present
  • 02/1991 → Present
    Allen B. Herskowitz,Cpa,Pc
    Pound Ridge, NY
  • 01/2004 → Present
    Money Concepts Capital Corp
    Palm Beach Gardens, FL
Other Businesses

1) ALLEN B. HERSOWITZ CPA PC. PRESIDENT, SINCE 02/01/1991,ACCOUNTANTT, 150 HRS.MO. 15 HRS.MO. DURING SECURITIES TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-01-03
  • S63 Uniform Securities Agent State Law Examination
    2003-01-03

View on SEC IAPD

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