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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc Fort Worth TX 12/2006 12/2022
Self Employed Bedford TX 06/2009 Present
Charles Schwab & Co., Inc. Westlake TX 12/2022 Present
Charles Schwab Bank, Ssb Westlake TX 11/2023 Present
  • 12/2006 → 12/2022
    Td Ameritrade Inc
    Fort Worth, TX
  • 06/2009 → Present
    Self Employed
    Bedford, TX
  • 12/2022 → Present
    Westlake, TX
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Previous Registrations
  • 2013-09-16 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
    Westlake, TX
  • 2007-01-16 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
    Fort Worth, TX
    Westlake, TX
    Westlake, TX
  • 2003-03-17 → 2006-12-15
    Hurst, TX
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-13
  • S66 Uniform Combined State Law Examination
    2003-03-13
Other Names
  • Mei Sim Soo
  • Mei Sim Soo
  • Mei Soo De Cicco

View on SEC IAPD

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