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Lindsay Jo Dockter-Holub

LPl Financial LLC

Fort Mill, SC

Elk River, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-26
TX RA APPROVED 2016-08-22
CO RA APPROVED 2014-01-16
  • MN RA
    APPROVED
    Since 2024-11-26
  • TX RA
    APPROVED
    Since 2016-08-22
  • CO RA
    APPROVED
    Since 2014-01-16

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Elk River, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 01/2014 Present
  • 01/2014 → Present
    Lpl Financial
    Charlotte, NC
Previous Registrations
  • 2011-02-15 → 2014-01-13
    Cetera Advisors Llc
    Greenwood Village, CO
  • 2012-11-19 → 2014-01-13
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 2012-11-19 → 2014-01-13
    Cetera Investment Services Llc
    El Segundo, CA
  • 2012-10-19 → 2014-01-13
    Cetera Investment Advisers Llc
    Denver, CO
  • 2010-08-12 → 2011-02-11
    B. C. Ziegler And Company
    Denver, CO
  • 2008-10-09 → 2010-07-30
    Securities America Advisors, Inc.
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-18
S63 Uniform Securities Agent State Law Examination 2005-12-13
  • S66 Uniform Combined State Law Examination
    2007-10-18
  • S63 Uniform Securities Agent State Law Examination
    2005-12-13
Other Names
  • Lindsay Jo Dockter

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
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PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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