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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-27 |
| NY | RA | APPROVED | 2026-01-05 |
| NJ | RA | APPROVED | 2025-12-23 |
Branch Locations
196-41 Northern Boulevard, Flushing, NY 11358 • United States
324 So. Service Road, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Forest Hills | NY | 03/2023 | 08/2023 |
| Astoria Bank/ Sterling National Bank/ Webster Bank | Queens | NY | 08/2013 | 08/2019 |
| Adp Inc. | Bayside | NY | 08/2019 | 10/2022 |
| A And P Brokerage Services Inc | Brooklyn | NY | 10/2022 | 12/2025 |
| Regulus Financial Group Llc | Kentwood | MI | 08/2023 | 01/2025 |
| Td Bank N.A. | Auberdale | NY | 12/2025 | Present |
| Td Private Client Wealth Llc | Auberdale | NY | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-16 |
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