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2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-13 |
Branch Locations
2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
4 Mill Ridge Lane Floor 2, Chester, NJ 07930 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Morristown | NJ | 08/2016 | 12/2017 |
| Lpl Financial, Llc | Chester | NJ | 12/2017 | Present |
| Gladstone Wealth Partners | Chester | NJ | 12/2017 | Present |
| Hsbc | Chatham | NJ | 11/2006 | 12/2017 |
1. 12/01/2017 - RENTAL PROPERTY/ REAL ESTATE RENTAL/ 0%/ 14A COBB PLACE, MORRISTOWN, NJ 07960 2. 12/01/2017 - Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/02/2018 - 16 Hours Per Month / 0 Hours During Trading - 10% Time Spent. 3. 12/15/2017 - Gladstone Institutional Advisory, LLC - DBA: Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date 01/02/2018 - 144 Hours Per Month / 0 Hours During Trading - 90% Time Spent - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity on 12/15/2017. I expect to spend approximately 60 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 5/25/2018 - Book of Brokers LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:05/16/2018 - 5 Hour(s) Per Month/1 Hour(s) During Trading. 5. 11/16/2022 - Real Estate Rental - Investment Related - Lavallette, NJ - Start Date 01/01/2023 - 12 Hours Per Month/ 0 Hours During Trading 6. 06/20/2024 - Gambino Financial Services LLC - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 01/01/2018 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Gladstone Institutional Advisory, LLC, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-20 |
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