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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-04-23 |
| TX | RA | APPROVED | 2023-10-05 |
| IL | RA | APPROVED | 2022-04-21 |
Branch Locations
16612 W 159 St, Lockport, IL 60441 • United States
1411 Opus Place, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Downers Grove | IL | 11/2009 | 02/2022 |
| Thrivent Financial Management Inc | Lockport | IL | 02/2022 | Present |
| Thrivent Financial | Appleton | WI | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-07 |
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