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Binh T Huynh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

Seattle, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
WA RA APPROVED 2014-04-14
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • WA RA
    APPROVED
    Since 2014-04-14

Branch Locations

4825 Rainier Ave S, Seattle, WA 98118 • United States

7153 Martin Luther King Jr Way S, Seattle, WA 98118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 04/2014 Present
Bank Of America, N.A. Federal Way WA 05/2014 Present
Previous Registrations
  • 2011-01-03 → 2013-08-07
    Wells Fargo Clearing Services, Llc
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2007-07-06 → 2011-01-03
    Wells Fargo Investments, Llc
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-05
S63 Uniform Securities Agent State Law Examination 2003-01-02
  • S66 Uniform Combined State Law Examination
    2007-07-05
  • S63 Uniform Securities Agent State Law Examination
    2003-01-02
Other Names
  • Binh Huynh
  • Binh Thai Huynh

View on SEC IAPD

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