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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-24
TX RA APPROVED 2025-09-05
  • CO RA
    APPROVED
    Since 2026-07-24
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

Huntsville, TX • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Cotopaxi, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 11/2004 09/2025
Woodruff Financial Consultants, Llc Salt Lake City UT 11/2004 09/2025
Kestra Investment Services Llc Huntsville TX 09/2025 Present
Kestra Advisory Services Llc Huntsville TX 09/2025 Present
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/05/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name; WOODRUFF FINANCIAL CONSULTANTS POSITION: owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 25 START DATE: 09/05/2025 ADDRESS: 170 Newport Way, Huntsville TX 77320, United States DESCRIPTION: illustrations, quotes, sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-11
S63 Uniform Securities Agent State Law Examination 2003-01-28
  • S65 Uniform Investment Adviser Law Examination
    2003-02-11
  • S63 Uniform Securities Agent State Law Examination
    2003-01-28

View on SEC IAPD

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