Daniel Seong-wook Kim

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2026-07-13
NY	RA	APPROVED	2024-11-14

VA RA
APPROVED

Since 2026-07-13
NY RA
APPROVED

Since 2024-11-14

Branch Locations

Alexandria, VA • United States

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Flushing	NY	12/2002	11/2024
Prudential Insurance Company Of America	Flushing	NY	12/2002	Present
Lpl Enterprise, Llc	New York	NY	11/2024	Present

12/2002 → 11/2024

Pruco Securities, Llc.

Flushing, NY
12/2002 → Present

Prudential Insurance Company Of America

Flushing, NY
11/2024 → Present

Lpl Enterprise, Llc

New York, NY

Previous Registrations

2021-06-07 → 2024-11-14

Pruco Securities, Llc.

Flushing, NY

Flushing, NY

New York, NY

Other Businesses

1) 04/07/2025 - PRUDENTIAL- Property and Casualty- PROPERTY AND CASUALTY INSURANCE- inv. related- at New York, NY- start date 11/01/2024- 160hrs/mnth-0hrs during trading 2) 04/07/2025 - DANIEL SEONG-WOOK KIM- Non-Variable Insurance- HEALTH INSURANCE INCLUDING MEDICARE- inv. related- at Fresh Meadows, NY- start date 11/01/2024- 10hrs/mnth-0hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-01-24
S63	Uniform Securities Agent State Law Examination	2002-12-26

S65 Uniform Investment Adviser Law Examination

2003-01-24
S63 Uniform Securities Agent State Law Examination

2002-12-26

Other Names

Seong-Wook Kim

View on SEC IAPD