Daniel Seong-Wook Kim

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → 11/2024
  Pruco Securities, Llc.
  Flushing, NY
• 12/2002 → Present
  Prudential Insurance Company Of America
  Flushing, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  New York, NY

Previous Registrations

• 2021-06-07 → 2024-11-14
  Pruco Securities, Llc.
  Flushing, NY
  Flushing, NY
  New York, NY

Other Businesses

1) 04/07/2025 - PRUDENTIAL- Property and Casualty- PROPERTY AND CASUALTY INSURANCE- inv. related- at New York, NY- start date 11/01/2024- 160hrs/mnth-0hrs during trading 2) 04/07/2025 - DANIEL SEONG-WOOK KIM- Non-Variable Insurance- HEALTH INSURANCE INCLUDING MEDICARE- inv. related- at Fresh Meadows, NY- start date 11/01/2024- 10hrs/mnth-0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-24
• S63 Uniform Securities Agent State Law Examination
  2002-12-26

Other Names

• Seong-Wook Kim