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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-03-01 |
Branch Locations
109 S Northshore Dr Ste 302A, Knoxville, TN 37919 • United States
5235 W Andrew Johnson Hwy, Morristown, TN 37814 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Knoxville | TN | 12/2002 | 03/2020 |
| Wine Shop At Home | Knoxville | TN | 09/2016 | 01/2018 |
| Ameriprise Financial Services, Llc | Knoxville | TN | 03/2020 | Present |
Board of Directors; HandUp for Women; Board Member; 3811 Buffett Mill Rd, , Knoxville, TN, 37934; Not Investment-Related; 06/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-20 |
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