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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-12-05 |
| WV | RA | APPROVED | 2024-12-03 |
| MD | RA | APPROVED | 2024-12-02 |
| PA | RA | APPROVED | 2024-12-02 |
| VT | RA | APPROVED | 2024-12-02 |
| CT | RA | APPROVED | 2024-11-29 |
| NJ | RA | APPROVED | 2024-11-29 |
| NY | RA | APPROVED | 2024-11-29 |
| OH | RA | APPROVED | 2024-11-29 |
| RI | RA | APPROVED | 2024-11-29 |
| NH | RA | APPROVED | 2016-01-21 |
| ME | RA | APPROVED | 2016-01-20 |
Branch Locations
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Big Moose Township, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Icma-Rc Services | Washington | DC | 11/2015 | Present |
Name: Mahogany Ridge, LLC. Non-investment related. Nature of Business: Potential future rental property. Address: 17 Woods & Water Way, Big Moose TWP, ME 04442 / PO Box 332 Greenville Junction, ME 04442. Position: Member. Start Date: 1/1/2024. Number of hours per month devoted to other business 0; during securities trading hours 0. Duties: Anticipate administrative.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 2012-06-30 |
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