Antonio Perlain

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-24
FL	RA	APPROVED	2022-04-18

TX RA
APPROVED_RES

Since 2023-08-24
FL RA
APPROVED

Since 2022-04-18

Branch Locations

100 University Town Center Drive, Sarasota, FL 34243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade, Inc.	Sarasota	FL	07/2010	12/2022
Charles Schwab And Co., Inc.	Sarasota	FL	12/2022	Present
Charles Schwab Bank Ssb	Sarasota	FL	12/2022	Present

07/2010 → 12/2022

Td Ameritrade, Inc.

Sarasota, FL
12/2022 → Present

Charles Schwab And Co., Inc.

Sarasota, FL
12/2022 → Present

Charles Schwab Bank Ssb

Sarasota, FL

Previous Registrations

2006-04-25 → 2023-09-07

Td Ameritrade Investment Management, Llc

Sarasota, FL

Sarasota, FL

Sarasota, FL
2005-04-07 → 2022-10-14

Td Ameritrade, Inc.

Sarasota, FL

Sarasota, FL

Omaha, NE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-04-05
S63	Uniform Securities Agent State Law Examination	2003-01-30

S66 Uniform Combined State Law Examination

2005-04-05
S63 Uniform Securities Agent State Law Examination

2003-01-30