Charles Joseph Winninger

Current Employers

Employment History

• 01/2010 → Present
  Osaic Wealth Inc
  Cody, WY
• 01/2012 → Present
  Charles Winninger Investments
  Cody, WY

Previous Registrations

• 2003-04-07 → 2010-02-11
  Waddell & Reed
  Billings, MT
  Casper, WY
  Cody, WY
  Casper, WY

Other Businesses

1. CHARLES WINNINGER INVESTMENTS POSITION: President NATURE: As an S Corporation, I pay myself a salary as an employee. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/03/2012 ADDRESS: 1438 Sheridan Ave. Ste 102, Suite 102, Cody WY 82414, United States DESCRIPTION: As a financial advisor, I take orders, place trades, review accounts, design portfolios, sell financial products, and manage activities of the branch of Royal Alliance Associates in Cody, WY. 2. CHARLES WINNINGER INVESTMENTS POSITION: President NATURE: As an S corporation, I pay myself a salary from OSAIC commissions for employment activities as an OSAIC Corporate RIA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/03/2012 ADDRESS: 1438 Sheridan Ave, Suite 102, Cody WY 82414, United States DESCRIPTION: As a OSAIC Corporate RIA, my main duties are managing accounts on Wealth Management platform, taking orders, placing trades, designing portfolios, making financial plans, and making recommendations to investment clients. I manage the OSAIC branch in Cody, WY, and also sell some term life insurance, annuities, and commission accounts through the OSAIC broker dealer.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-03
• S63 Uniform Securities Agent State Law Examination
  1999-12-14

Other Names

• Chuck Winninger