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Marc Barry Hammer

Mml Investors Services, LLC

Overland Park, KS

CRD 4612620

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-02
KS RA APPROVED 2005-06-28
  • TX RA
    APPROVED_RES
    Since 2013-07-02
  • KS RA
    APPROVED
    Since 2005-06-28

Branch Locations

10975 Benson Drive Suite 350, Overland Park, KS 66210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Overland Park KS 10/2003 Present
Mml Investors Services, Llc Overland Park KS 10/2003 Present
Previous Registrations
Other Businesses

NAME: MARC HAMMER INV REL: Y ADD: 10975 BENSON SUITE 350 OVERLAND PARK KS 66210 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 10/15/2003 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 8 DESCRIBE DUTIES: LIFE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-25
  • S66 Uniform Combined State Law Examination
    2003-02-25
Other Names
  • Marc B Hammer

View on SEC IAPD

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