Edward Nichol Bothfeld

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-24
IL	RA	APPROVED	2013-04-29

TX RA
APPROVED_RES

Since 2026-03-24
IL RA
APPROVED

Since 2013-04-29

Branch Locations

Lake Forest, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	04/2013	Present

04/2013 → Present

Commonwealth Financial Network

Waltham, MA

Previous Registrations

2003-02-03 → 2013-05-07

Osaic Fa, Inc.

Chicago, IL

Chicago, IL

Other Businesses

1. Owner, Bothfeld Financial Partners; as of 04/29/2013, 100% of time spent during business hours, investment related; conducted at branch. 2. Alderman for the City of Lake Forest City Council; Located at 220 Deerpath Rd, Lake Forest, IL 60045, as of 05/01/2025; 3% of time spent during business hours; Not Conducted at branch; Not Investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-01-31

S66 Uniform Combined State Law Examination

2003-01-31

View on SEC IAPD