Richard Wyman Howells

Employer firm

Kestra Private Wealth Services, LLC CRD 155193

$13.5B regulatory AUM 109 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-31

TX RA
APPROVED

Since 2022-08-31

Branch Locations

Boerne, TX • United States

1201 S Main Street Suite 205, Boerne, TX 78006 • United States

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	San Antonio	TX	03/2016	07/2018
Raymond James & Associates	Boerne	TX	07/2018	08/2022
Kestra Investment Services Llc	San Antonio	TX	08/2022	Present
Kestra Private Wealth Services Llc	San Antonio	TX	08/2022	Present

03/2016 → 07/2018

Ameriprise Financial Services, Inc.

San Antonio, TX
07/2018 → 08/2022

Raymond James & Associates

Boerne, TX
08/2022 → Present

Kestra Investment Services Llc

San Antonio, TX
08/2022 → Present

Kestra Private Wealth Services Llc

San Antonio, TX

Previous Registrations

2018-07-16 → 2022-09-13

Raymond James & Associates, Inc.

Boerne, TX
2016-03-24 → 2018-07-20

Ameriprise Financial Services, Llc

San Antonio, TX
2008-01-31 → 2016-03-28

Edward Jones

Helotes, TX

Seguin, TX

Other Businesses

PLANWELL PRIVATE WEALTH SERVICES POSITION: Manager NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/31/2022ADDRESS: 14607 San PedroAvenue,Ste290, San Antonio TX 78232, United States DESCRIPTION: Financial Advisor 1000 TENDERFOOT LLC POSITION: Manager NATURE: Family Ranch INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/26/2022 ADDRESS: 307 Frey, Boerne TX 78006, United States DESCRIPTION: Pay bills and overall operation of property BULVERDE LIONS CLUB POSITION: Club Member NATURE: Club Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 03/18/2004 ADDRESS: P.O. Box # 70, Bulverde TX 78163, United States DESCRIPTION: to help and assist the Club achieve their gifting goals for scholarships

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-28
S63	Uniform Securities Agent State Law Examination	2003-03-06

S66 Uniform Combined State Law Examination

2008-01-28
S63 Uniform Securities Agent State Law Examination

2003-03-06

Other Names

Richard Wyman Howells
Richard Wyman Howells
Richard Wyman Howells

View on SEC IAPD