James M. Graham

Current Employers

Employment History

• 01/2003 → 07/2023
  Lincoln Financial Advisors Corp
  Englewood, CO
• 07/2023 → Present
  Lpl Financial Llc
  Highlands Ranch, CO
• 07/2023 → 06/2026
  Mariner Independent Advisor Network
  Overland Park, KS
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2023-07-31 → 2026-06-26
  Mariner Advisor Network
  Highlands Ranch, CO
• 2003-01-09 → 2023-08-01
  Osaic Fa, Inc.
  Denver, CO
  Denver, CO

Other Businesses

1) 07/2023 - Non-Variable Insurance - Selling: Term Life, Universal Life, Long-term Care, Fixed Annuities, Advisor Insurance Solutions - CO, 80126 - Investment related - 15 Hours per month - Start date: 07/01/2023. 2) 07/2023 - MCCREA ALLEN - DBA established on 01/07/2005 for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month 3) 06/29/2026 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 07/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2003-01-08

Other Names

• Jay Graham