Zhong Shi

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-05-16
TX	RA	APPROVED	2021-01-15
CA	RA	APPROVED	2012-01-06

NJ RA
APPROVED

Since 2025-05-16
TX RA
APPROVED

Since 2021-01-15
CA RA
APPROVED

Since 2012-01-06

Branch Locations

2077 Gold Street, Alviso, CA 95002-1107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Finacial Group	Alviso	CA	11/2002	Present
Gold Team Llc.	Alviso	CA	11/2004	Present
Zhong Shi & Associates	San Jose	CA	10/2011	Present
Transamerica Financial Advisors, Inc	Alviso	CA	01/2012	Present
Hife College Funding	Aurora	CO	08/2012	Present
Covered Ca	Alviso	CA	12/2013	Present
Heartland Institute Of Financial Education A Non-Profit Organiza	Aurora	CO	12/2013	Present
Kyros Ai Corp.	Palo Alto	CA	09/2021	Present

11/2002 → Present

World Finacial Group

Alviso, CA
11/2004 → Present

Gold Team Llc.

Alviso, CA
10/2011 → Present

Zhong Shi & Associates

San Jose, CA
01/2012 → Present

Transamerica Financial Advisors, Inc

Alviso, CA
08/2012 → Present

Hife College Funding

Aurora, CO
12/2013 → Present

Covered Ca

Alviso, CA
12/2013 → Present

Heartland Institute Of Financial Education A Non-Profit Organiza

Aurora, CO
09/2021 → Present

Kyros Ai Corp.

Palo Alto, CA

Previous Registrations

2006-07-08 → 2012-01-06

Investment Advisors International, Inc.

Alviso, CA
2006-03-15 → 2006-08-25

Transamerica Financial Advisors, Llc

Alviso, CA

Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Kyros Ai Corp. / 0921-Present / Investment Related: No / 622 Loma Verde Avenue Palo Alto, CA 94306 / Marketing Consultant / College Planning Platform / Hrs. Work Monthly:20 / Sec Trading Hrs: 0/ Role as College Success Advisor (CSA), Promote and sell Kyros products and services ZHONG SHI & ASSOCIATES/no/3956 Lakeside DR San Jose, CA 95148/408.799.9101/President/owner 50% 10/21/2011 / this is for WFG business created for accounting accuracy COVERED CA,2077 GOLD STREET, ALVISO, CA 95002, NON INVESTMENT RELATED, START DATE 12/06/2013,AGENT, 8 HOURS PER MONTH HEARTLAND INSTITUTE OF FINANCIAL EDUCATION; NOT INVESTMENT RELATED; 2851 S. PARKER ROAD, STE 1100, AURORA CO 80014; PROVIDE FINANCIAL EDUCATION CLASS AT WORK PLACE; INSTRUCTOR; 12/2013; 16 HRS/MONTH; GIVE CLASS HIFE College Funding/no/2851 S. Parker Road Suite 100 Aurora, CO 80014/College Consultant - college planning/2hrs a week/Find the Future program GOLD TEAM LLC/no/Alviso,CA/Partner 11/2004 -

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-02-02
S63	Uniform Securities Agent State Law Examination	2003-01-03

S65 Uniform Investment Adviser Law Examination

2006-02-02
S63 Uniform Securities Agent State Law Examination

2003-01-03

Designations

Certified Financial Planner

View on SEC IAPD