Cynthia Testa Chaiten

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-12-04
OH	RA	APPROVED	2008-11-17
TX	RA	APPROVED	2008-11-14

GA RA
APPROVED

Since 2023-12-04
OH RA
APPROVED

Since 2008-11-17
TX RA
APPROVED

Since 2008-11-14

Branch Locations

30195 Chagrin Blvd, Pepper Pike, OH 44124 • United States

Tybee Island, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pepper Pike	OH	11/2008	Present
Bank Of America, Na	Pepper Pike	OH	12/2009	Present

11/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pepper Pike, OH
12/2009 → Present

Bank Of America, Na

Pepper Pike, OH

Previous Registrations

2000-06-13 → 2008-11-24

Ubs Financial Services Inc.

Pepper Pike, OH

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-01-21

S66 Uniform Combined State Law Examination

2000-01-21

Other Names

Cynthia Ann Testa

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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