Juan Lopez

Current Employers

Employment History

• 04/2017 → 12/2017
  Lightpath Capital
  Los Angeles, CA
• 05/2015 → 05/2017
  Meabf
  Chicago, IL
• 11/2017 → 04/2018
  New Albion Partners, Llc
  New York, NY
• 01/2018 → 04/2018
  Fog Equities Llc
  New York, NY
• 05/2018 → 12/2019
  Lightpath Capital Inc.
  Los Angeles, CA
• 04/2010 → Present
  Singularity Partners, Llc
  Chicago, IL
• 04/2021 → 08/2021
  Encompass More, A Division Of Verity Asset Management
  Durham, NC
• 04/2021 → 08/2021
  Encompass Investments, A Division Of Verity Investments, Inc.
  Durham, NC
• 01/2021 → 01/2023
  Appreciation Financial
  Henderson, NV
• 01/2022 → 01/2023
  Encompass Investments, A Division Of Verity Investments, Inc.
  Durham, NC
• 01/2022 → 10/2023
  Encompass More, A Division Of Verity Asset Management
  Durham, NC
• 01/2023 → Present
  Invicta Capital Llc
  Oakmont, PA
• 10/2023 → Present
  Invicta Advisors
  Oakmont, PA

Previous Registrations

• 2022-02-08 → 2022-05-09
  Verity Asset Management
  Western Springs, IL
  Durham, NC
• 2021-05-18 → 2021-08-12
  Verity Asset Management
  Durham, NC
  Western Springs, IL
• 2015-03-03 → 2015-04-27
  Msi Financial Services, Inc.
  Chicago, IL
• 2007-03-19 → 2007-06-26
  Banc Of America Investment Services, Inc.
  Chicago, IL
• 2004-07-01 → 2005-07-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Other Businesses

1) Singularity Partners, LLC; Not investment-related; Western Springs, IL; Ultimate holding company; Owner/partner; Managing partner/director; 02/2010; 5 hours per month; Started 2/2010. 20 hours per month, 5 during market hours; Maintain books, operations, admin. 2) Health Innovation Capital Management Company, LLC; Investment-related; Chicago, IL; Healthcare Venture Capital Fund; Partner/employee; Advisor to Health Innovation Capital Fund I, LP.; 12/2021; 80 hours per month; 60 during market hours; Fund administration and investor relations. 3) ETS Intelligence, LLC; Not investment-related; Schaumburg, IL; Private investigations & Security; Employee; Private investigator; 01/2020; 4 hours per month; 0 during market hours; On-call private investigations, surveillance, security, business development. 4) Alpha Optimization Capital Management, LLC; Investment-related; Frankfort, IL; Hedge fund; Advisory Board; Advisory board member; 12/2021; 2 hours per month; 0 during market hours; Help business think about growing.

Exams

• S66 Uniform Combined State Law Examination
  2021-04-27
• S63 Uniform Securities Agent State Law Examination
  2010-04-30