William Rae Rutter

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2012-01-19

TN RA
APPROVED

Since 2012-01-19

Branch Locations

Knoxville, TN • United States

1600 Division St Suite 610, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Voya Financial	Knoxville	TN	09/2014	Present
Voya Financial Advisors	Knoxville	TN	09/2014	Present

09/2014 → Present

Voya Financial

Knoxville, TN
09/2014 → Present

Voya Financial Advisors

Knoxville, TN

Previous Registrations

2003-02-14 → 2007-10-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Knoxville, TN

Knoxville, TN

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 226 SANDRINGHAM CT.; Knoxville; TN; 37934; Fixed insurance sales; Independent Insurance Agent; 11/2/2010; 1; 1; sales of fixed insurance products|NAME OF ENTITY:JUNIOR ACHIEVEMENT VOLUNTEER; No; 2135 N. CHARLES G. SEIVERS BLVD.; CLINTON; TN; 37716; VOLUNTEER TEACHER; VOLUNTEER TEACHER; 10/17/2011; 4; 4; VOLUNTEER TEACHER - ECONOMIC EDUCATION|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-08

S66 Uniform Combined State Law Examination

2011-12-08

Other Names

William Rutter

View on SEC IAPD