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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-31 |
| RI | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
Middle Village, NY • United States
142 New Moriches Road, Lake Grove, NY 11755-1300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Garden City | NY | 07/2013 | 05/2018 |
| Fidelity Brokerage Services Llc | Lake Grove | NY | 05/2018 | Present |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-9643|OrgNmn:64-37 Catalpa Avenue LLC|Org Addr:Middle Vil,New York,US|OBA Nature:It is a rental home|Invst Rel:Y|Title:Partner/Owner|Duties:Collect rent and pay building expenses|StrtDt:06-01-11|TotHrs/mon:1|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-29 |
| S65 | Uniform Investment Adviser Law Examination | 2001-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-29 |
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