Best Investors Account Sign in
Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-31
RI RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • NY RA
    APPROVED
    Since 2025-03-31
  • RI RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Middle Village, NY • United States

142 New Moriches Road, Lake Grove, NY 11755-1300 • United States

150 Motor Parkway, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Garden City NY 07/2013 05/2018
Fidelity Brokerage Services Llc Lake Grove NY 05/2018 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2013 → 05/2018
    Td Ameritrade
    Garden City, NY
  • 05/2018 → Present
    Fidelity Brokerage Services Llc
    Lake Grove, NY
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Middle Village, NY
    Lake Grove, NY
  • 2018-05-31 → 2018-07-13
    Lake Grove, NY
  • 2013-08-02 → 2018-05-04
    Td Ameritrade, Inc.
    Garden City, NY
  • 2013-08-13 → 2018-05-04
    Td Ameritrade Investment Management, Llc
    Garden City, NY
  • 2006-06-19 → 2009-09-25
    New York City, NY
  • 2005-05-11 → 2006-06-01
    Uniondale, NY
    New York, NY
    New York, NY
  • 2003-03-11 → 2003-06-13
    Chase Investment Services Corp.
    New York, NY
  • 2002-10-30 → 2003-01-15
    Uniondale, NY
Other Businesses

OBA-9643|OrgNmn:64-37 Catalpa Avenue LLC|Org Addr:Middle Vil,New York,US|OBA Nature:It is a rental home|Invst Rel:Y|Title:Partner/Owner|Duties:Collect rent and pay building expenses|StrtDt:06-01-11|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-29
S65 Uniform Investment Adviser Law Examination 2001-06-25
S63 Uniform Securities Agent State Law Examination 1999-11-29
  • S66 Uniform Combined State Law Examination
    2013-07-29
  • S65 Uniform Investment Adviser Law Examination
    2001-06-25
  • S63 Uniform Securities Agent State Law Examination
    1999-11-29
Designations

View on SEC IAPD

More in Middle Village, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor